Banking & Research Compliance and Control Room - Associate

Role summary

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This Associate role supports JPMorgan Chase’s Banking and Research Compliance and Control Room activities in Australia. Responsibilities typically include monitoring restricted and watch lists, reviewing potential conflicts of interest, assessing transactions and business activities, maintaining compliance records, and advising teams on information barriers and research-related controls. Candidates are expected to have experience in financial services compliance, risk, controls, legal or investment banking, along with strong analytical, organisational and communication skills. Knowledge of Australian financial regulations, market conduct obligations, information barriers and conflicts management is valuable. The successful candidate should demonstrate sound judgement, attention to detail, confidentiality, integrity and the ability to manage competing deadlines while working effectively with front-office, legal, compliance and operations teams.

About the employer

JPMorgan Chase & Co. is a leading global financial services firm headquartered in the United States, serving corporations, institutions, governments and individuals worldwide. Its businesses include consumer banking, commercial banking, investment banking, markets, payments, asset management and private banking. The firm operates across major Australian financial centres, including Sydney and Melbourne, providing capital markets, advisory, transaction banking and wealth-management services. JPMorgan Chase employs a large international workforce and is recognised for its complex, highly regulated operating environment. Employees typically work across global teams and are expected to uphold strong standards of ethics, risk management, client service and operational control. The company offers career opportunities in banking, technology, compliance, operations, finance and other professional disciplines, often with exposure to international businesses and sophisticated financial products.