Manager, Financial Advisers Act (FAA) Investigator

Role summary

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The Manager, Financial Advisers Act (FAA) Investigator is responsible for investigating potential breaches of Singapore’s FAA, MAS regulations, internal policies and conduct standards. Requirements typically include a degree in finance, law, accounting, business or a related discipline, with several years of experience in financial services compliance, regulatory investigations, audit, enforcement or risk management. The candidate should understand Singapore’s regulatory framework, conduct structured investigations, assess evidence, prepare clear reports and recommend appropriate remedial or disciplinary action. Strong analytical, interviewing, writing and stakeholder-management skills are expected, together with sound judgment, confidentiality, independence and attention to detail. Experience with wealth management, financial advisory activities or liaison with regulators would be advantageous.

About the employer

United Overseas Bank (UOB) is a major Singapore-headquartered banking group with operations across Southeast Asia and international financial centres. Founded in 1935, the bank provides personal and commercial banking, wealth management, corporate and investment banking, treasury services and digital financial solutions. UOB serves individuals, businesses, institutions and multinational companies through branches, digital platforms and regional subsidiaries. Singapore remains its principal market and strategic centre, supporting a broad workforce across banking, technology, operations, risk and compliance. The group places strong emphasis on responsible banking, customer protection, regulatory standards and sustainable growth. As a large regional bank, UOB offers career opportunities involving cross-border business, financial crime prevention, regulatory compliance, risk governance and digital transformation, while providing exposure to Singapore’s highly regulated financial-services environment.